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ControlCase vs RIA In A Box

ControlCase logo
ControlCaseCompliance Automation
CustomPublished price
RIA In A Box logo
RIA In A BoxCompliance Management
CustomPublished price
ControlCase logo
ControlCase
Compliance Automation

Assess Once, Comply to Many

RIA In A Box logo
RIA In A Box
Compliance Management

It's time to make compliance manageable.

Overview
CategoryCompliance AutomationCompliance Management
What it isCompliance as a service platform combining continuous monitoring and audit services for PCI, HIPAA, ISO, SOC 2.COMPLY-owned compliance platform for RIAs with GIPS, advertising, and cybersecurity tools.
Pricing
Published priceCustom
No public pricing; ControlCase issues a Statement of Work with the actual fee per engagement. Bundled 'One Audit' approach reportedly saves $15K-$40K vs. separate firms.
Custom
No public pricing; disclosed only via demo. Historically offered tiered plans (e.g., Standard/Premium/Comprehensive) for SEC- and state-registered firms with optional add-ons. Now…
Pricing modelCustom quoteCustom quote
Free optionsNo free plan · No free trialNo free plan · No free trial
Deal on CubbieNone right nowNone right now
Company
Founded20042005
Team size201-500 employees51-200 employees
HeadquartersFairfax, VANew York, NY

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