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Security & compliance
The vendor hasn’t added security or compliance details yet.
COMPLY-owned compliance platform for RIAs with GIPS, advertising, and cybersecurity tools.
Pricing
Custom quote
Founded
2005
Team size
51-200 employees
Headquarters
New York, NY
At a glance
Best for
Compliance Officers
Pricing model
Custom quote
Integrates with
Email systemsiMessageWhatsAppLinkedInX (Twitter)+4
About RIA In A Box
RIA in a Box (now COMPLY RIA) is a compliance-management platform for registered investment advisers, covering registration, ongoing compliance program management, policies and procedures, filings, code-of-ethics and employee compliance monitoring. It offers tiers tailored to SEC-registered, state-registered and private-fund advisers. It is aimed at RIA compliance officers and advisory firms needing to stay audit-ready.
Buyer Fit & Positioning
Procurement & Fit
Structured facts from the vendor to help your security, finance, and procurement reviews move faster.
Pricing
Commercial model
Pricing model: Custom quote
Free trial: No
Free plan: No
Contract minimum: Not specified
Procurement
Purchasing & legal
The vendor hasn’t added purchasing & legal details yet.
Fit
Best-fit company size
Company-size fit has not been specified yet.
Implementation & Procurement
Commercial Fit & Ecosystem
Proof, Outcomes & Momentum
Alternatives, Migration & Buyer Objections
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RIA In A Box
RIA In A Box doesn’t have a live offer on Cubbie yet, but you can still buy it through us. Request it and Cubbie’s procurement team will source pricing, negotiate terms, and set up the purchase for you.
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